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Webinar
Publication date:
MSRB Webinar: Compliance On-Demand: Rule G-42: Duties of Non-Solicitor Municipal Advisors (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Webinar
Publication date:
MSRB Webinar: Compliance On-Demand: Mark-Up Disclosure (1 CPE Credit)
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Secondary Market

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Webinar
Publication date:
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

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Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

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Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Outreach Program for Municipal Advisors (2 CPE Credits)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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