MSRB 1981 Reports
Volume 1, Number 1 (July 1981)
Page 2,11 Amendments Q & A’s concerning Qualifications and Corresponding
Page 7 Amendments to G-7, G-8, G-26, G-27
Page 15 Syndicate Settlement Practices Violations
Page 19 Amendment to Reclamation Provision Filed with the SEC
Volume 1, Number 2 (August 1981)
Page 3 Q & A’s Blanket Consent from an Issuer
Page 5 Proposed Amendments Filed
Page 11 Close-Out Procedures Approved Amendments
Page 21 Qualifications Amendments Regarding Muni Sales Principal
Page 25 Lien Restrictions Withdrawn
Volume 1, Number 3 (September 1981)
Page 2 Q & A’s Yield Disclosure Requirements
Page 3 Proposed Amendment on Fidelity Bonding Filed
Page 4 Amendments to Syndicate Practices Rules Approved
Page 9 Proposed Amendment Filed Regarding Shortening of Verification Procedure Deadline
Page 11 Interpretive Notice-Yield Disclosure Requirements for Purchases from Customers
Page 13 Proposed Rule on Calculations Filed
Volume 1, Number 4 (November 1981)
Page 5 Q & A’s Missing Coupons and Coupon Checks
Page 7 Response to PSA request that MSRB consider Adoption of Concession Rules
Page 9 Letters of Interpretation
Page 11 Proposed Amendments filed Concerning Transactions in Discounted Securities
Page 13 Proposed Amendment filed Concerning Resolution of Money Differences
Page 15 Proposed Amendments filed Concerning Comparison of Transactions
Page 17 Amendment on Fidelity Bonding Approved
Page 19 Amendment on Reclamation of Registered Securities Approved