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Notice 2014-19 - Informational Notice
Publication date:
SEC Approves MSRB Rule G-44 on Supervisory and Compliance Obligations of Municipal Advisors, and Amendments to MSRB Rules G-8 and G-9
Information for:

Municipal Advisors

Rule Number:

Rule G-8, Rule G-9

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Notice 2014-10 - Informational Notice
Publication date:
Guidance on the MSRB Municipal Advisor Registration Process
Information for:

Municipal Advisors

Rule Number:

Rule A-12

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Notice 2014-09 - Informational Notice
Publication date:
MSRB to Implement New MSRB Rule A-11 Establishing Fees for Municipal Advisor Professionals
Information for:

Municipal Advisors

Rule Number:

Rule A-11

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Notice 2014-06 - Informational Notice
Publication date:
Fee Changes for Data Subscription Products and Services
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2014-05 - Informational Notice
Publication date:
SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14, Rule A-12

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Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

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