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Notice 2015-23 - Informational Notice
Publication date:
MSRB Provides Implementation Guidance on MSRB Rule G-18, on Best Execution
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2015-21 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-20 on Gifts, Gratuities and Non-Cash Compensation and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-20

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Notice 2015-20 - Informational Notice
Publication date:
MSRB Adopts Rule Requiring Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2015-19 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Confirmation Disclosure Proposal
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15

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Notice 2015-17 - Informational Notice
Publication date:
MSRB Amends its Continuing Education Requirements to Facilitate Web-based Delivery of Regulatory Element Training
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2015-14 - Informational Notice
Publication date:
MSRB Revises Effective Date for MSRB Rule G-18, on Best Execution of Transactions in Municipal Securities, and Related Rule Amendments
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2015-13 - Informational Notice
Publication date:
MSRB Adjusts Fees to Align Revenues with Operational and Capital Expenses
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-12, Rule A-13

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Notice 2015-12 - Informational Notice
Publication date:
MSRB Revises Content Outlines for its Professional Qualification Examinations for Municipal Securities Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2015-11 - Informational Notice
Publication date:
MSRB Documents System Hours in EMMA System, RTRS and SHORT System Information Facilities
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2015-09 - Informational Notice
Publication date:
MSRB to Extend Due Date for First Submissions Under MSRB Rule G-45, Reporting of Information on Municipal Fund Securities
Information for:

Bank Dealers, Dealers, Municipal Fund Securities

Rule Number:

Rule G-45

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Notice 2015-07 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-14 and Real-Time Transaction Reporting System
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14

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Notice 2015-05 - Informational Notice
Publication date:
MSRB Amends Fees Charged for Qualification Examinations
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-16

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Notice 2015-04 - Informational Notice
Publication date:
MSRB to Amend Rules to Create Professional Qualification Standards for Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-2, Rule G-3, Rule D-13

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Notice 2015-03 - Informational Notice
Publication date:
Bank Loan Disclosure Market Advisory
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2015-01 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

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