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Notice 2018-33 - Informational Notice
Publication date:
MSRB Files Content Outline for the Municipal Advisor Principal Qualification Examination (Series 54)
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-32 - Informational Notice
Publication date:
MSRB Provides Compliance Resource on Application of Content Standards to Advertisements by Municipal Advisors under MSRB Rule G-40
Information for:

Municipal Advisors

Rule Number:

Rule G-40

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Notice 2018-30 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-3 to Establish a Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-28 - Regulatory Reminder
Publication date:
Reminder of Requirement to Submit Word-Searchable PDF Documents to the Electronic Municipal Market Access (EMMA®) Website
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-27 - Informational Notice
Publication date:
MSRB Facilitates Requests for Interpretive Guidance
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-26 - Informational Notice
Publication date:
MSRB Proposes a Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-24 - Informational Notice
Publication date:
MSRB Answers FAQs Regarding Use of Municipal Advisory Client Lists and Case Studies under MSRB Rule G-40
Information for:

Municipal Advisors

Rule Number:

Rule G-40

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Notice 2018-23 - Informational Notice
Publication date:
MSRB Expands Advisory Groups and Seeks Volunteers
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-18 - Regulatory Reminder
Publication date:
Compliance Advisory for Municipal Advisors
Information for:

General Public, Investors, Issuers, Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-42, Rule G-44

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Notice 2018-13 - Informational Notice
Publication date:
MSRB Revises Content Outlines for Professional Qualification Examinations
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-11 - Informational Notice
Publication date:
MSRB Modifies Professional Qualifications Program
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-08 - Approval Notice
Publication date:
SEC Approves Advertising Rule Changes for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-21, Rule G-40

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Notice 2018-04 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2018-02 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

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