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Number Name Status Rule Category Regulated Entity
Rule G-46 Duties of Solicitor Municipal Advisors
Fair Practice Municipal Advisors, General Public, Issuers
Rule G-46
Last Updated: 03/01/2024
Duties of Solicitor Municipal Advisors

Rule Summary: Establishes the core standards of conduct for solicitor municipal advisors when engaging in solicitation activities that would require them to register with the SEC and the MSRB as municipal advisors.

Rule for:

Municipal Advisors, General Public, Issuers

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